file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

You are here

FIA PTG Files Comment Letter on CSBX Membership

FIA PTG Files Comment Letter on CSBX Membership

3 December 2013 10:15pm EST

The FIA Principal Traders Group filed a comment letter with the Securities and Exchange Commission regarding a proposed rule filing by the Chicago Board Options Exchange. The proposed rule would require all CBSX permit holders to become FINRA members. The FIA PTG said the proposed rule would be costly and burdensome without commensurate benefit to the market, and suggested a simpler and more direct alternative:  It is more appropriate for CBOE to obtain what they require to enforce federal rules by contracting with FINRA as other exchanges do. 

 

Attachments

Icon
FIA_PTG_Comment_on_CBSX_Membership_120313.pdf (100.77 KB)

Close

Close

Menu

Menu

Back to FIA