FIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail...
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FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail...
FIA PTG filed comments with the SEC today opposing the CHX Liquidity Enhancing Access Delay (LEAD). The comments reiterate the concerns raised in FIA PTG's October 2016 and January 2017 comments...
For the past few years, FIA PTG has been making the case for a holistic review of equity market structure. While this will certainly entail a broad effort, there are clear starting points. As we...
FIA PTG submitted comments to the CFTC today regarding proposed capital requirements for swap dealers and major swap participants. FIA PTG argued that the proposed rules would present a...
Washington, D.C.—Today, in response to the Commodity Futures Trading Commission’s (CFTC) supplemental notice of proposed rulemaking regarding Regulation AT, FIA and the FIA Principal Traders Group...
Policymakers and thought leaders have been highlighting the connection between the leverage ratio and liquidity provision. In case you missed it, here’s what they’re saying.
At an event in...
Welcome to the fourth blog in our series on liquidity. If you haven’t done so already, please read our previous pieces: What is liquidity? , What is a liquidity provider? , and Diversity in...
FIA PTG filed a letter with the SEC today in support of a proposed rule change by CBOE regarding the responsibility for ensuring compliance with open outcry priority and allocation requirements...
FIA PTG sent a letter to the SEC today recommending a comprehensive reform of equity market structure and a repeal of Reg NMS Rule 610.d (the Access Rule) and Rule 611 (the Order Protection Rule...
FIA PTG submitted a second round of comments to the SEC in response to the Nasdaq Extended Life Priority Order Attribute (ELO).
In the first round of comments , FIA PTG raised concerns...