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FIA advocates for open, transparent and competitive markets by working with regulators on the development of new rules and regulations through comment letters, consultation responses, and other types of regulatory filings.
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FIA submitted comments to the CFTC in support of proposed amendments to recordkeeping requirements set out in Commission Rules 1.31. The amendments move the rule from prescriptive requirements...
FIA PTG submitted a comment letter to the Securities and Exchange Commission (SEC) in response to the Chicago Stock Exchange, Inc. (CHX) proposal to introduce a Liquidity Enhancing Access Delay (“...
FIA submitted a comment letter today in response to the Securities and Exchange Commission's (SEC) call for additional feedback on a proposal by the Chicago Stock Exchange, Inc. (CHX) to introduce...
FIA PTG submitted comments to the SEC regarding Nasdaq's proposal to introduce a new priority for displayed orders, the Extended Life Priority Order Attribute (ELO).
FIA PTG presented a...
FIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated...
FIA PTG responded t o the SEC's proposed rule on Disclosure of Order Handling Information . The rule would require broker-dealers to disclose additional information to customers about the handling...
FIA sent a comment letter to the Securities and Exchange Board of India (SEBI) in response to the regulator's discussion paper on Strengthening of the Regulatory Framework for Algorithmic Trading...
FIA PTG filed a comment letter with the Securities and Exchange Commission (SEC) today opposing NYSE MKT's proposed changes to CUBE auction fees. The SEC suspended the rule change and requested...
Washington, D.C.— The FIA , FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association , Inc. (ISDA), Managed Funds Association (MFA), and SIFMA’s Asset Management...
