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FIA advocates for open, transparent and competitive markets by working with regulators on the development of new rules and regulations through comment letters, consultation responses, and other types of regulatory filings.
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FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail...
FIA PTG filed comments with the SEC today opposing the CHX Liquidity Enhancing Access Delay (LEAD). The comments reiterate the concerns raised in FIA PTG's October 2016 and January 2017 comments...
FIA PTG submitted comments to the CFTC today regarding proposed capital requirements for swap dealers and major swap participants. FIA PTG argued that the proposed rules would present a...
Washington, D.C.—Today, in response to the Commodity Futures Trading Commission’s (CFTC) supplemental notice of proposed rulemaking regarding Regulation AT, FIA and the FIA Principal Traders Group...
FIA PTG filed a letter with the SEC today in support of a proposed rule change by CBOE regarding the responsibility for ensuring compliance with open outcry priority and allocation requirements...
FIA PTG sent a letter to the SEC today recommending a comprehensive reform of equity market structure and a repeal of Reg NMS Rule 610.d (the Access Rule) and Rule 611 (the Order Protection Rule...
FIA PTG submitted a second round of comments to the SEC in response to the Nasdaq Extended Life Priority Order Attribute (ELO).
In the first round of comments , FIA PTG raised concerns...
FIA PTG submitted comments to the SEC opposing the delay mechanism proposed by NYSE MKT. The NYSE MKT speedbump introduces an intentional delay in protected quotes which creates undue complexity...
FIA submitted comments to the CFTC in support of proposed amendments to recordkeeping requirements set out in Commission Rules 1.31. The amendments move the rule from prescriptive requirements...
FIA PTG submitted a comment letter to the Securities and Exchange Commission (SEC) in response to the Chicago Stock Exchange, Inc. (CHX) proposal to introduce a Liquidity Enhancing Access Delay (“...
