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FIA PTG and FIA EPTA File Joint Response to IOSCO Consultation Report on Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools

FIA PTG and FIA EPTA File Joint Response to IOSCO Consultation Report on Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools

12 October 2012 9:30pm EDT

The FIA Principal Traders Group and the FIA European Principal Traders Association filed a joint response to a consultation report issued by the International Organization of Securities Commissions regarding technological challenges to market surveillance. The associations agreed that surveillance tools need to change as markets become highly automated, emphasized that IOSCO should clearly distinguish between market abuse, which is illegal, and market disruptions, and provided several specific suggestions for improving market surveillance, such as enhancing and standardizing audit trails.

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IOSCO_Surveillance_Comment_Letter_1005120.pdf (98.22 KB)

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