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Working Groups

FIA PTG working groups are at the core of our advocacy efforts.  Working groups discuss key issues, inform FIA PTG policy, and communicate with internal and external stakeholders.

*Groups in italics are currently inactive

  • Batch Auctions
  • Compliance Networking
  • Diversity
  • Equity Market Structure
  • Equity Options
  • Liquidity
  • New Member Recruiting
  • Operations
  • Tax Talking Points
  • Treasury Market Structure


  • Block Trades
  • CFTC Concept Release
  • CFTC Reauthorization 
  • Cybersecurity
  • Drop Copy White Paper
  • Exchange Market Data Dissemination
  • Exchange Risk Controls Survey
  • FINRA Algo AP Registration Proposal
  • FINRA Rule Book Review
  • FINRA TAF Exemption Proposal
  • Implied Pricing
  • Market Data License Agreements
  • Response to Joint Staff Report on the U.S. Treasury Market on Oct. 15, 2014
  • SEC Reg-SCI Proposal
  • SEC Required FINRA Membership Proposal
  • Securities Clearing House Risk Management Review
  • Self-Match Prevention
  • Self-Match Prevention Technology Standards
  • Software Development White Paper
  • Swaption Notional Value Computation Methodology
  • Trading Technology Standards Group





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